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This Mail Insurance policy protects broker-dealers against “risk of direct physical loss” of securities or other covered property while being shipped by First-Class Mail, Registered Mail and United States Postal Service Express Mail. The Mail Insurance policy offers considerably higher limits than insurance offered by the U.S. Postal Service. This policy also covers express shipments made through private carriers such as Federal Express.

Mail Insurance is intended primarily for financial and fiduciary institutions such as banks, trust companies, broker-dealers, insurance companies and other persons or corporations whose business is primarily fiduciary in nature. Corporations that act as their own security transfer agents or registrars may also purchase such coverage.

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FINRA® is a registered trademark of Financial Industry Regulatory Authority, Inc.

Mercer Consumer, a service of Mercer Health & Benefits Administration LLC* (Mercer Consumer), a third-party provider of insurance products, is the Program Administrator. FINRA does not endorse these products and firms are not obligated to use them. Their use does not ensure compliance with FINRA rules or other regulations or laws.

Mercer Consumer, a service of Mercer Health & Benefits Administration LLC
In CA d/b/a Mercer Health & Benefits Insurance Services LLC
AR Insurance License #100102691
CA Insurance License #0G39709

*Mercer Consumer is a registered trade name of Mercer Health & Benefits Administration LLC